SIX Exchange Regulation, which is entrusted by SIX Swiss Exchange Ltd with the surveillance and enforcement of issuer obligations, has initiated an investigation into Global Natural Resources Holding AG regarding a potential violation of regular reporting obligations. The investigation is connected with the late publication and submission of the 2009 annual report of Global Natural Resources Holding AG.
Investigatory proceedings will continue for an indefinite period. SIX Exchange Regulation will announce its findings, although no information will be provided while the proceedings are ongoing.
Press release Box-ID: 360419
SIX Group AG
Selnaustrasse 30
8021
Zürich,
Switzerland
http://www.six-group.com
Contact
Mr
Werner
Vogt
+41 58 854 26 75
SIX Group AG
SIX Exchange Regulation performs the functions assigned under Swiss federal law and enforces and monitors compliance with the rules laid down by the Regulatory Board. SIX Exchange Regulation imposes sanctions in so far as it is authorised to do so by the regulations, or submits sanction requests to SIX Swiss Exchange's Sanction Commission.
SIX Exchange Regulation's independence from SIX Swiss Exchange's operating business is guaranteed by its direct subordination to the Chairman of the Board of Directors of SIX Group. SIX Exchange Regulation consists of the divisions Listing & Enforcement, responsible for regulating issuers, and Surveillance & Enforcement monitoring trading.
